Are you a compliance expert with a passion for fintech and regulatory excellence? A Major Financial Firm in the dynamic city of Seattle, WA, is seeking an experienced Fintech Compliance Operations Manager to ensure that the firm’s cutting-edge financial products remain compliant with ever-evolving regulations.
About the Firm:
Our client is a major player in the financial services industry, known for leading the charge in fintech innovation. The firm is committed to offering secure, compliant, and innovative financial solutions to its customers. As part of their growth, they are seeking a seasoned compliance professional to lead and optimize their compliance operations.
Responsibilities of Fintech Compliance Operations Manager:
As the Fintech Compliance Operations Manager, you will be responsible for:
- Compliance Strategy: Developing and implementing comprehensive compliance programs tailored to fintech regulations.
- Regulatory Oversight: Ensuring all financial products and services meet regulatory requirements, including AML, KYC, and data protection standards.
- Risk Management: Identifying compliance risks and establishing protocols to mitigate those risks proactively.
- Collaboration: Working closely with legal, operations, and IT teams to integrate compliance processes into daily operations.
- Audits and Reporting: Managing internal audits and preparing reports for regulatory agencies, ensuring transparency and accountability.
Qualifications:
To succeed as the Fintech Compliance Operations Manager, candidates should have:
- Proven experience in compliance roles within the financial services or fintech industries.
- Extensive knowledge of fintech regulations, including AML, KYC, and GDPR.
- Strong analytical skills and attention to detail, with a proactive approach to risk management.
- Excellent communication skills to engage effectively with internal teams and external regulators.
- A bachelor’s degree in finance, law, or a related field (advanced degrees or certifications such as CAMS are a plus).
How to Apply:
If you’re ready to take your career in compliance to the next level, we invite you to submit your resume and a compelling cover letter highlighting your qualifications and vision for the role.
Excited to shape the future of fintech compliance? Join a forward-thinking firm where your expertise will drive regulatory excellence and innovation. Explore our open positions and apply today!
