Are you an experienced compliance professional with a keen understanding of private equity regulations? A prestigious firm located in the vibrant city of Minneapolis, MN, is seeking a dedicated Private Equity Compliance Manager to oversee and enhance their compliance framework. Join this leading firm in ensuring regulatory excellence and protecting the integrity of their investments.
About Our Client:
Our client is a leading private equity firm known for its innovative investment strategies and commitment to ethical standards. With a strong focus on regulatory compliance, they are dedicated to maintaining the highest level of integrity in their operations. As they continue to grow, they are looking for a compliance expert to join their team and ensure that all activities align with legal and regulatory requirements.
Responsibilities of Private Equity Compliance Manager:
As the Private Equity Compliance Manager, you will play a critical role in:
- Regulatory Compliance: Developing and implementing policies to ensure adherence to all relevant private equity regulations and industry standards.
- Risk Management: Identifying, assessing, and mitigating compliance risks across all investment activities.
- Monitoring and Reporting: Overseeing compliance monitoring programs and ensuring timely reporting to regulatory bodies.
- Training and Education: Leading the development and execution of compliance training programs for employees, fostering a culture of compliance.
- Due Diligence: Conducting thorough due diligence on potential investments to ensure compliance with all applicable regulations.
- Collaboration: Working closely with legal, finance, and investment teams to integrate compliance into every aspect of the firm’s operations.
Qualifications:
To excel in the role of Private Equity Compliance Manager, you should possess:
- Extensive Experience: Proven experience in a compliance role within the private equity or financial services industry.
- Regulatory Expertise: Deep knowledge of SEC regulations, AML requirements, and other relevant laws governing private equity investments.
- Analytical Skills: Strong analytical abilities with a focus on risk assessment and mitigation.
- Communication Skills: Excellent communication and interpersonal skills, with the ability to collaborate effectively with various stakeholders.
- Educational Background: A bachelor’s degree in Law, Finance, or a related field is required; certifications such as CAMS or CCEP are highly desirable.
How to Apply:
If you are a compliance professional ready to make a significant impact in the private equity sector, we encourage you to submit your resume and a compelling cover letter outlining your qualifications and vision for the role.
Ready to elevate your career in private equity compliance? Connect with us, the best Private Equity Executive Recruiters, and explore how you can make a difference at a leading firm. Visit our recruitment page to discover more opportunities.
