Are you an experienced risk management professional with a passion for safeguarding wealth management operations? A major financial institution in the vibrant city of Dallas, TX, is seeking a dynamic Wealth Management Risk Lead to drive risk mitigation strategies and ensure the highest standards of compliance across their wealth management division.
About Our Client:
Our client is a leading financial institution known for its commitment to excellence, integrity, and innovation in wealth management services. With a strong focus on managing and preserving wealth for high-net-worth clients, they are dedicated to maintaining the highest levels of risk management. As they continue to grow, they are looking for a visionary risk leader to join their team and enhance their risk management framework.
Responsibilities of Wealth Management Risk Lead:
As the Wealth Management Risk Lead, you will play a critical role in:
- Risk Strategy Development: Crafting and executing risk management strategies that align with the institution’s wealth management goals and regulatory requirements.
- Compliance Oversight: Ensuring all wealth management activities adhere to relevant regulatory standards and internal policies.
- Risk Assessment: Identifying, assessing, and mitigating risks associated with wealth management operations and investment portfolios.
- Internal Controls: Developing and maintaining robust internal controls to safeguard client assets and ensure operational integrity.
- Team Leadership: Leading and mentoring a team of risk professionals, fostering a culture of risk awareness and continuous improvement.
- Collaboration: Partnering with wealth management advisors, legal, and compliance teams to ensure a comprehensive approach to risk management.
Qualifications:
To succeed as the Wealth Management Risk Lead, you should possess:
- Extensive Experience: Proven experience in risk management within the financial services industry, particularly in wealth management.
- Regulatory Knowledge: Deep understanding of financial regulations, risk management frameworks, and best practices in wealth management.
- Leadership Skills: Strong leadership and communication abilities, with a talent for guiding teams and influencing stakeholders.
- Analytical Expertise: Exceptional analytical skills, with the ability to identify and address potential risks proactively.
- Educational Background: A bachelor’s degree in Finance, Risk Management, or a related field is required; advanced degrees or certifications (e.g., FRM, CFA) are highly desirable.
How to Apply:
If you’re a seasoned risk management professional ready to take on a leadership role as the Wealth Management Risk Lead, we encourage you to submit your resume and a compelling cover letter outlining your qualifications and vision for the role.
Ready to advance your career in risk management within the wealth management sector? Connect with our expert financial services recruiters today and explore top opportunities tailored to your expertise!
