Are you a legal expert with a strong background in wealth management and a passion for providing top-tier legal guidance? A leading financial firm, headquartered in the vibrant city of Philadelphia, PA, is seeking a highly skilled Wealth Management Legal Officer to ensure legal compliance and support strategic initiatives in wealth management services.
About Our Client:
Our client is a top-tier financial institution, known for its commitment to excellence and innovation in wealth management. With a focus on delivering personalized financial solutions, they are at the forefront of the industry, providing clients with comprehensive wealth management services. As they continue to grow and expand their capabilities, they are looking for a legal professional to join their team and uphold the highest standards of legal integrity.
Responsibilities of Wealth Management Legal Officer:
As the Wealth Management Legal Officer, you will be responsible for:
- Legal Compliance: Ensuring all wealth management activities comply with federal, state, and local laws and regulations.
- Contract Review: Reviewing, drafting, and negotiating contracts related to wealth management services, including trusts, estates, and investment agreements.
- Risk Management: Identifying potential legal risks and implementing strategies to mitigate them, safeguarding the firm and its clients.
- Advisory Role: Providing expert legal advice to senior management and clients on wealth management matters, including estate planning and fiduciary responsibilities.
- Regulatory Liaison: Serving as the primary point of contact for regulatory bodies and representing the firm in legal proceedings related to wealth management.
- Collaboration: Working closely with the wealth management team to ensure legal considerations are integrated into the firm’s financial strategies.
Qualifications:
To excel in the role of Wealth Management Legal Officer, you should possess:
- Extensive Legal Experience: Significant experience in legal roles focused on wealth management, estate planning, and financial services.
- Regulatory Knowledge: A deep understanding of applicable laws and regulations governing wealth management and fiduciary services.
- Strong Analytical Skills: The ability to analyze complex legal issues and provide clear, actionable advice.
- Leadership Abilities: Excellent leadership and communication skills, with the ability to collaborate effectively with cross-functional teams.
- Educational Background: A Juris Doctor (JD) degree from an accredited law school and a license to practice law in Pennsylvania; certifications in wealth management law are highly desirable.
How to Apply:
If you are a seasoned legal professional ready to make a significant impact as the Wealth Management Legal Officer, we encourage you to submit your resume and a compelling cover letter outlining your qualifications and vision for the role.
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